Top Compliance Jobs in London

The International Tax Compliance Senior Manager at MiQ will lead corporate compliance tasks including Country-by-Country Reporting and Pillar 2 regulations. This role involves managing transfer pricing policies, analyzing financial data, and developing strategies to ensure compliance with global tax requirements, all while coordinating with various departments and overseeing the end-to-end Pillar 2 process.

The Central Compliance Analyst at Rothesay will ensure adherence to Compliance Standards by managing Employee Compliance processes, escalating breaches, conducting monitoring and testing of Compliance technology solutions, and preparing Management Information reports. The role involves proactive identification of conduct risks and contributing to a positive compliance culture.

The Executive Director, Head of Secure Design Compliance is responsible for overseeing compliance with secure design principles, ensuring that CLS's services maintain robustness and resilience within the FX ecosystem. This role requires strategic leadership to mitigate settlement risks and deliver operational efficiencies for clients, while managing relationships with regulatory bodies and enhancing operational frameworks.

The Director of Financial Crime and Compliance at Sotheby’s will manage compliance for financial crime across EMEA & Asia, serving as the Money Laundering Reporting Officer. The role involves advising business groups on compliance, developing risk assessments, managing a KYC team, and maintaining compliance with relevant laws. The individual should possess excellent analytical skills, communication abilities, and experience in cross-border compliance programs.

The Compliance Analyst will advise on physical commodities trading compliance, manage operational and reporting aspects of the compliance program, track global regulations, assist with onboarding processes, perform risk assessments, and contribute to policy development and monitoring adherence to compliance policies.

The Compliance Executive is responsible for reviewing and approving marketing materials for Neilson Financial Services to ensure they comply with regulatory standards. This role involves analyzing marketing content, keeping accurate records, escalating concerns, and supporting compliance initiatives across multiple regions.

The Global FCC Process Expert oversees financial process risks and compliance in S2P, T&E, and PRO, ensuring internal controls are designed effectively. They collaborate with various teams to improve processes, lead risk assessments, manage audit issues, and drive compliance initiatives while utilizing data analytics.

The role involves providing compliance risk management for products, developing internal compliance strategies, maintaining risk levels, and ensuring regulatory adherence. The Director will guide compliance programs, oversee assessments of complex compliance issues, and act as a liaison for compliance matters with regulatory authorities. They will mentor staff, manage compliance initiatives, and analyze the impact of regulatory developments.