Top Compliance Jobs in London

Lead and expand the IBAN sales desk by driving performance, establishing sales strategy, managing key client relationships, and developing the sales team.

The Manager in Canadian Tax Services leads client engagements, prepares tax reorganizations, develops tax strategies, and trains staff while ensuring quality service delivery.

Administer and support Microsoft 365 productivity platforms, resolve escalated technical issues, design permanent solutions and automations, lead projects, deliver trainings, create reports, and collaborate across teams to improve service stability.

Provides compliance advisory services to S&P Global Ratings, conducts reviews, risk assessments, and monitoring, identifies corrective actions, manages complex regulatory issues, prepares senior-management and board reports, supports committees, and delivers compliance training. The role requires financial-services compliance experience and regular office attendance in London at least two days per week.

The Account Executive is responsible for driving sales growth in the midmarket segment by managing the entire sales cycle, developing strategic account plans, and achieving quotas through effective relationship building and lead generation.

Supports the Technology Risk team by implementing governance, risk, and compliance projects; translating compliance requirements into technical specifications and Jira tickets; supporting audits and risk assessments; tracking controls and metrics; embedding compliance into Agile workflows; and strengthening software, partner, and business continuity resilience.

Lead global Public Markets Compliance: set strategy, advise senior management, oversee market conduct, fund governance, surveillance, regulatory change, assurance and reporting, and coordinate regional/local teams across jurisdictions.

Embed with product teams to advise on compliance and financial-crimes risk, lead product governance, conduct product risk assessments, document and track regulatory requirements, support tooling and reporting, liaise with regional compliance officers, and leverage AI/agentic tools to scale compliance enablement.

The Sanctions Compliance Officer will advise on economic sanctions compliance, address queries, track regulatory changes, and develop training programs. Responsibilities include oversight of financial crime compliance in EMEA and ensuring adherence to laws and regulations.

Manage operational risk and regulatory compliance for a payments firm. Responsibilities include facilitating RCSAs, strengthening controls, implementing FCA compliance initiatives, supporting operational resilience, preparing governance and regulatory reports, leading compliance training, advising product teams, and delivering the second-line compliance monitoring plan and thematic reviews.

Manages compliance across footwear and handbag suppliers, factories, and products. Responsibilities include supplier audits, corrective action plans, product safety testing, labeling and restricted-substance compliance, ethical sourcing, ESG initiatives, risk assessments, certifications, reporting, and supplier development. The role collaborates with sourcing, quality, product development, logistics, legal, laboratories, certification bodies, and customers to ensure global regulatory and company standards are met.

Provides compliance oversight and regulatory advice to Marsh UK’s Corporate and Commercial business. Advises on policies, procedures, controls, governance, regulatory developments, risks, new business models, products, and processes. Partners with business leaders, attends governance meetings, supports compliance initiatives, collaborates across the Advisory team, and manages one direct report. Insurance broker or insurer compliance experience and FCA Handbook knowledge are required; Client Money experience is beneficial.

Lead the strategy, engineering roadmap, and team responsible for AI, data products, risk automation, third-party due diligence, and continuous assurance. Build governed, enterprise-grade solutions using LLMs, agentic workflows, data platforms, and automated controls testing. Partner with senior stakeholders across Risk, Compliance, Privacy, Data, Legal, Product, and Technology while establishing operating models, responsible AI practices, data governance, access controls, monitoring, and reliability standards.

Leads the Europe Compliance function, driving regional risk assessments, monitoring, reporting, regulatory change, investigations, training, and policy implementation. Advises senior regional leadership, oversees Local Compliance Officers and the Europe Compliance team, manages regulatory relationships, coordinates global compliance initiatives, and promotes ethics and integrity across European markets.

Own day-to-day execution of trade compliance for jewellery shipments across US/UK/EU: prepare documentation, apply classifications, manage customs brokers, monitor duties, run duty drawback program, ensure import bond compliance, partner with manufacturers and Legal to scale compliant processes.

Manage UK compliance and risk across the LLP by maintaining compliance frameworks, risk assessments, registers, controls, dashboards, and regulatory filings. Monitor legislative changes, key risk indicators, mitigation plans, and investigations; oversee ISO compliance and audits; support complaints; deliver training; and line-manage a Compliance Advisor. The role requires strong regulatory knowledge, analytical reporting, leadership, stakeholder management, and experience operating in a regulated environment.

Owns day-to-day legal, regulatory, and compliance execution across Utopia Studio and Utopia Capital. Responsibilities include managing QFCRA and fund filing calendars, coordinating investor reporting, conducting KYC and AML checks, maintaining compliance registers, supporting audits, administering contracts, coordinating external counsel, and keeping corporate, governance, licensing, and statutory records accurate and current. The role reports to the COO and works with finance, operations, external compliance providers, counsel, and company leadership.

Provides regulatory compliance advice and oversight for the UK Small Business insurance portfolio. Advises leadership on FCA and PRA requirements, assesses regulatory changes, supports Consumer Duty and conduct-risk frameworks, performs compliance monitoring, prepares governance reporting, oversees third-party distribution partners, and analyzes complaints and customer outcomes. The role partners with underwriting, distribution, operations, product, and senior leadership teams to promote effective governance and regulatory compliance.

Provides legal counsel and governance oversight for environmental compliance, supply chain due diligence, product regulations, corporate disclosures, permitting, incident response, audits, and regulatory reporting. Advises multinational manufacturing operations across global sites, manages compliance systems and corrective actions, assesses environmental liabilities in acquisitions, and monitors emerging regulations. Requires collaboration with supply chain, operations, and legal teams, plus expertise in environmental, social compliance, and human rights frameworks.

Supports enterprise risk and compliance activities through framework application, risk analysis, reporting, governance documentation, control monitoring, and responsible AI oversight. The internship provides exposure to credit, market, liquidity, operational, technology, compliance, model, AI, and enterprise risk, while developing analytical problem-solving, communication, judgment, data interpretation, and stakeholder collaboration skills.

Owns the Market Expansion & Enablement pillar of Oura’s global trade program. Leads trade readiness for new product launches and market entries, including classification, origin assessments, regulatory scans, risk clearances, and duty-savings evaluations. Builds intake, documentation, escalation, governance, and KPI-reporting processes from scratch while influencing Product, Legal, Sourcing, and Go-to-Market teams. Ensures trade considerations are incorporated early enough to support launch go/no-go decisions.

Leads EMEA VAT compliance across legal entities, overseeing filings, registrations, reconciliations, audits, tax authority liaison, due diligence, advisory work, and legislative changes. Manages VAT process improvements, systems automation, controls, reporting, and training while leading and developing the VAT team. Partners with business, finance, tax advisors, HR, and system teams to improve service quality, manage risk, and support acquisitions, disposals, and business changes.

Join a hedge fund Compliance Control Room to manage restriction lists, monitor position limits, support MNPI and information barrier controls, field business queries, document and refine controls, gather requirements, and lead data and process improvement initiatives alongside technology teams.

Lead regulatory authorisation programme, advise CEO and Board, build enterprise risk and compliance framework, oversee AML/KYC/sanctions/Consumer Duty, develop scalable governance and reporting, manage stakeholder and regulator relationships, lead and grow a Risk & Compliance team to support UK and international expansion.

As a Senior Consultant, you'll manage client portfolios, provide governance and compliance services, lead client engagements, oversee junior consultants, and contribute to projects in global entity management.