Top Compliance Jobs in London

The Associate Director in Finance Portfolio Management oversees lending relationships, compliance, credit processes, and strategic initiatives for specialist lending clients.

The role involves resolving client inquiries about trades and financial products, educating clients on self-service platforms, and collaborating with various departments.

The Compliance Specialist supports day-to-day compliance tasks, KYC reviews, stakeholder liaison, regulatory adherence, and financial crime monitoring while guiding first-line defense and enhancing compliance processes.

The Global Head of Tax Compliance oversees tax compliance frameworks, manages client tax arrangements, and ensures adherence to international tax laws. This role involves collaboration with stakeholders to mitigate tax risks and enhance reporting processes.

The Analyst will perform Due Diligence on Coverholders, manage onboarding processes, and prepare presentations while ensuring compliance with regulations.

As a Lead Analyst in Compliance Operations, you will manage AML and fraud investigations, improve processes, and collaborate with stakeholders to enhance case handling.

Manage and prepare transfer pricing documentation, support the Transfer Pricing Manager, and keep updated on tax developments while assisting in tax projects and M&A activities.

The Tax Compliance Manager will manage VAT compliance processes, documentation, technology implementation, and provide support for direct tax compliance in the tax department.

Responsible for operational compliance tasks, improving processes, onboarding customers, and ensuring adherence to regulatory requirements. Supports the Compliance Officer in due diligence activities.

The Tax Director will lead the tax function, ensuring compliance with tax laws globally, manage tax accounting, compliance, and strategic tax planning, collaborate with stakeholders, and administer tax audits.

The Compliance Business Partner will provide oversight and advice on compliance policies and governance, ensuring the company meets regulatory standards while building strong relationships with business leaders.

The Advisory Compliance Manager will provide guidance on UK and EU asset management regulations, enhance governance, and deliver training while collaborating with risk management teams.

The Compliance & Risk Manager will lead compliance and risk management practices, ensuring adherence to regulations and developing policies across regions.

The Associate Vice President will manage information conflicts, monitor compliance lists, clear trade executions, engage in regulatory processes, and support compliance projects within the Control Room.

Manage the Distribution & Marketing Compliance team, providing advisory and oversight in compliance with regulations. Foster strong stakeholder relationships and ensure adherence to regulatory frameworks.

The Compliance Analyst will ensure adherence to regulatory requirements, monitor employee conduct, assist in SMCR documentation, and support compliance audits.

The Compliance Manager oversees AML procedures, develops risk frameworks, reviews client documents, and prepares compliance reports for the board.