Top Compliance Jobs in London

The Compliance Analyst will support the Senior Compliance Officer in executing compliance and data protection programs, respond to regulatory changes, advise stakeholders, maintain a regulatory library, support KYC processes, manage complaints, and ensure compliance with key regulations in the UK.

The candidate will provide compliance support within the Private Markets Compliance team, offering advice on regulatory matters, assisting in product development, drafting policies, and reporting on compliance issues to management and stakeholders.

The Head of Compliance UK will lead the local Compliance team, ensuring alignment with Group Compliance objectives, managing compliance activities, engaging with regulators, and overseeing a small team while contributing to the strategic direction of compliance functions.

The Director, Head of Surveillance will lead MUFG's surveillance program, ensuring compliance with regulatory requirements and quality control. Responsibilities include managing the surveillance team, overseeing alert disposition processes, reporting on surveillance outcomes, engaging with auditors, and maintaining relationships with regulatory bodies. The role focuses on developing strategies, managing resources, and embedding compliance culture within the organization.

The Director of VAT Compliance manages relationships with clients and oversees VAT operations, ensuring compliance and identifying tax minimization opportunities. This role involves strategic planning, advising on legislative changes, and team coordination to optimize productivity and client service while driving revenue growth.

The Junior Compliance Analyst at PGIM will support marketing compliance through reviewing materials, monitoring regulatory developments, advising on procedures, and collaborating on process improvements. The role requires strong analytical skills and attention to detail, with the opportunity to report to senior management.

The Compliance Analyst will support the Senior Compliance Officer in managing compliance and data protection for IGI UK. Responsibilities include responding to regulatory changes, advising stakeholders, maintaining regulatory libraries, and handling compliance matters related to insurance operations. Strong analytical and communication skills are essential, alongside familiarity with financial regulations.

The Executive Director, Compliance in the UK will lead the Compliance Department's regulatory program for Europe, advising on compliance issues, supporting internal investigations, and ensuring adherence to evolving regulations. This role involves collaboration with senior management in Capital Markets and responding to regulatory inquiries, while also monitoring compliance risks and conducting employee training.

The Compliance Apprentice will participate in an 18-month program focusing on compliance and risk management within the insurance industry. Responsibilities include managing compliance with regulations, monitoring financial crime, assisting in compliance documentation, and collaborating with various teams to ensure compliance standards are met.

The role involves providing compliance advice and oversight to BlackRock's Private Markets business, including product development support, regulatory compliance, and drafting of policies. The successful candidate will communicate regulatory changes, assist in projects, and provide training initiatives while managing relationships across business units.

The Senior Compliance Analyst supports the UK Head of Compliance by developing and delivering the Compliance Plan, maintaining licenses, ensuring policy adherence across the business, preparing compliance reports, and advising on regulatory matters. Responsibilities include compliance review of products, governance oversight, and financial crime risk management.

The Compliance & Risk Intern will participate in a 9-week internship with Starr Insurance Companies, focusing on gaining experience in the London insurance market. Responsibilities include contributing to capital model validation, updating risk management systems, conducting data quality checks, and managing data in Excel and other systems.

The Compliance Analyst will support the UK Compliance team in ensuring the firm meets its regulatory objectives. Responsibilities include managing regulatory queries, overseeing compliance activities, assisting with project work, contributing to compliance training, and maintaining regulatory records while promoting a strong compliance culture.

As a Compliance Analyst, you will support the Compliance function by executing risk assessments and monitoring programs, conducting trend analysis, coordinating compliance projects, creating management reports, investigating compliance issues, and ensuring adherence to regulatory changes.

The Compliance Analyst will enhance monitoring and surveillance programs to meet regulatory requirements, develop training for front office staff, conduct compliance reviews, and ensure adherence to regulations and firm policies while providing daily compliance guidance.

The Junior Compliance Analyst role involves supporting the Compliance Team with regulatory monitoring, due diligence checks, and maintaining compliance registers. Responsibilities include onboarding service providers, staff training coordination, and providing management metrics, while ensuring adherence to compliance standards in a regulated environment.

The Compliance Analyst will join the compliance team to ensure the firm's adherence to legal and regulatory obligations. Responsibilities include monitoring trading activity, documenting policies, managing regulatory communication, and staying informed on compliance best practices.