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Top Compliance Jobs in London

23 Hours Ago
Easy Apply
Hybrid
London, UK
Easy Apply
Senior level
Senior level
Fintech • Software • Financial Services
The Compliance Officer will develop and manage regulatory control frameworks, ensuring compliance with laws and regulations. Responsibilities include providing regulatory advice, overseeing compliance processes, conducting risk assessments, and managing compliance policies, training, and investigations.
3 Hours Ago
Hybrid
London, UK
Senior level
Senior level
Fintech • Mobile • Payments • Software • Financial Services
The Senior Manager of Fraud will enhance Wise's fraud program by collaborating with product and compliance teams to implement controls, improve customer experiences, and ensure compliance with regulations. This role requires strong data analytics skills and project management expertise to support product teams in fraud control improvements and audit facilitation.
3 Hours Ago
Hybrid
London, UK
Senior level
Senior level
Fintech • Mobile • Payments • Software • Financial Services
The role involves leading the design and implementation of financial crime controls in compliance with UK regulations while enhancing the customer experience. Responsibilities include advising teams on regulations, conducting risk assessments, and representing the company in external meetings.
3 Days Ago
Hybrid
London, UK
Expert/Leader
Expert/Leader
Fintech • Financial Services
The Head of UK Compliance will oversee the compliance framework for the UK and Europe & APAC at Nuveen. Responsibilities include regulatory advisory, compliance monitoring, managing compliance policies, and liaising with various stakeholders while ensuring adherence to FCA standards and other regulatory bodies.
Top Skills: AifmdComplianceMifid Ii
23 Hours Ago
Easy Apply
Remote
London, UK
Easy Apply
Junior
Junior
Big Data • Fintech • Mobile • Payments • Financial Services
As a Compliance Analyst at Affirm, you will support the regulatory compliance of the UK team by overseeing reporting portals, monitoring applications, and collaborating with various departments. You will be responsible for compliance advisory, anomaly resolution, and maintaining compliance training materials, while providing key updates to stakeholders and ensuring adherence to financial regulations.
3 Days Ago
London, UK
Senior level
Senior level
Insurance
The Senior Manager, Compliance will oversee the Conduct Risk framework, manage UK and EU regulatory obligations, and provide compliance advisory services. Responsibilities include regulatory reporting, developing compliance plans, and conducting assurance reviews. The role demands collaboration across business areas to foster a strong risk culture and implement compliance training.
2 Hours Ago
London, UK
Entry level
Entry level
Financial Services
As a Central Compliance Associate, you will oversee regulatory tax compliance, evaluate SCIB products for US tax implications, ensure proper client identification processes and tax withholding, and stay updated on regulatory changes while maintaining documentation and policies.
Senior level
Semiconductor • Renewable Energy
The Executive Director of Compliance will oversee the compliance program in Europe, advising the Capital Markets teams on policies and transactions. Responsibilities include monitoring regulatory changes, conducting risk assessments, training employees, investigating compliance issues, and ensuring adherence to local and international regulations.

Featured Jobs

Junior
Insurance
The Compliance Analyst will support the Senior Compliance Officer in executing compliance and data protection programs, respond to regulatory changes, advise stakeholders, maintain a regulatory library, support KYC processes, manage complaints, and ensure compliance with key regulations in the UK.
15 Hours Ago
London, UK
Mid level
Mid level
Fintech • Payments • Financial Services
The candidate will provide compliance support within the Private Markets Compliance team, offering advice on regulatory matters, assisting in product development, drafting policies, and reporting on compliance issues to management and stakeholders.
15 Hours Ago
London, UK
Expert/Leader
Expert/Leader
Fintech • Payments • Financial Services
The Head of Compliance UK will lead the local Compliance team, ensuring alignment with Group Compliance objectives, managing compliance activities, engaging with regulators, and overseeing a small team while contributing to the strategic direction of compliance functions.
15 Hours Ago
London, UK
Senior level
Senior level
Fintech
The Director, Head of Surveillance will lead MUFG's surveillance program, ensuring compliance with regulatory requirements and quality control. Responsibilities include managing the surveillance team, overseeing alert disposition processes, reporting on surveillance outcomes, engaging with auditors, and maintaining relationships with regulatory bodies. The role focuses on developing strategies, managing resources, and embedding compliance culture within the organization.
Expert/Leader
Financial Services
The Director of VAT Compliance manages relationships with clients and oversees VAT operations, ensuring compliance and identifying tax minimization opportunities. This role involves strategic planning, advising on legislative changes, and team coordination to optimize productivity and client service while driving revenue growth.
16 Hours Ago
London, UK
Entry level
Entry level
Financial Services
The Junior Compliance Analyst at PGIM will support marketing compliance through reviewing materials, monitoring regulatory developments, advising on procedures, and collaborating on process improvements. The role requires strong analytical skills and attention to detail, with the opportunity to report to senior management.
Top Skills: Excel
16 Hours Ago
London, UK
Junior
Junior
Marketing Tech • Software
The Compliance Analyst will support the Senior Compliance Officer in managing compliance and data protection for IGI UK. Responsibilities include responding to regulatory changes, advising stakeholders, maintaining regulatory libraries, and handling compliance matters related to insurance operations. Strong analytical and communication skills are essential, alongside familiarity with financial regulations.
17 Hours Ago
London, UK
Senior level
Senior level
Fintech • Payments • Financial Services
The Executive Director, Compliance in the UK will lead the Compliance Department's regulatory program for Europe, advising on compliance issues, supporting internal investigations, and ensuring adherence to evolving regulations. This role involves collaboration with senior management in Capital Markets and responding to regulatory inquiries, while also monitoring compliance risks and conducting employee training.
17 Hours Ago
London, UK
Internship
Internship
Insurance
The Compliance Apprentice will participate in an 18-month program focusing on compliance and risk management within the insurance industry. Responsibilities include managing compliance with regulations, monitoring financial crime, assisting in compliance documentation, and collaborating with various teams to ensure compliance standards are met.
17 Hours Ago
London, UK
Mid level
Mid level
Fintech • Financial Services
The role involves providing compliance advice and oversight to BlackRock's Private Markets business, including product development support, regulatory compliance, and drafting of policies. The successful candidate will communicate regulatory changes, assist in projects, and provide training initiatives while managing relationships across business units.
18 Hours Ago
London, UK
Senior level
Senior level
Insurance
The Senior Compliance Analyst supports the UK Head of Compliance by developing and delivering the Compliance Plan, maintaining licenses, ensuring policy adherence across the business, preparing compliance reports, and advising on regulatory matters. Responsibilities include compliance review of products, governance oversight, and financial crime risk management.
Top Skills: MS OfficePower BI
18 Hours Ago
London, UK
Internship
Internship
Insurance
The Compliance & Risk Intern will participate in a 9-week internship with Starr Insurance Companies, focusing on gaining experience in the London insurance market. Responsibilities include contributing to capital model validation, updating risk management systems, conducting data quality checks, and managing data in Excel and other systems.
Top Skills: ExcelOutlookWord
18 Hours Ago
London, UK
Entry level
Entry level
Fintech • Payments • Financial Services
The Compliance Analyst will support the UK Compliance team in ensuring the firm meets its regulatory objectives. Responsibilities include managing regulatory queries, overseeing compliance activities, assisting with project work, contributing to compliance training, and maintaining regulatory records while promoting a strong compliance culture.
18 Hours Ago
London, UK
Junior
Junior
Fintech • Payments • Financial Services
As a Compliance Analyst, you will support the Compliance function by executing risk assessments and monitoring programs, conducting trend analysis, coordinating compliance projects, creating management reports, investigating compliance issues, and ensuring adherence to regulatory changes.
Top Skills: Excel
19 Hours Ago
London, UK
Mid level
Mid level
Fintech • Payments • Software • Financial Services
The Compliance Analyst will enhance monitoring and surveillance programs to meet regulatory requirements, develop training for front office staff, conduct compliance reviews, and ensure adherence to regulations and firm policies while providing daily compliance guidance.
19 Hours Ago
London, UK
Entry level
Entry level
Financial Services
The Junior Compliance Analyst role involves supporting the Compliance Team with regulatory monitoring, due diligence checks, and maintaining compliance registers. Responsibilities include onboarding service providers, staff training coordination, and providing management metrics, while ensuring adherence to compliance standards in a regulated environment.
21 Hours Ago
London, UK
Junior
Junior
Fintech • Financial Services
The Compliance Analyst will join the compliance team to ensure the firm's adherence to legal and regulatory obligations. Responsibilities include monitoring trading activity, documenting policies, managing regulatory communication, and staying informed on compliance best practices.
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