Top Compliance Jobs in London

The Compliance Officer will develop and manage regulatory control frameworks, ensuring compliance with laws and regulations. Responsibilities include providing regulatory advice, overseeing compliance processes, conducting risk assessments, and managing compliance policies, training, and investigations.

The Senior Manager of Fraud will enhance Wise's fraud program by collaborating with product and compliance teams to implement controls, improve customer experiences, and ensure compliance with regulations. This role requires strong data analytics skills and project management expertise to support product teams in fraud control improvements and audit facilitation.

The KYC Technology Lead Business Analyst will develop technical solutions to meet compliance requirements, manage KYC applications across various regions, and advise on technology and operations. This role involves overseeing complex business needs while ensuring adherence to regulations and company ethics.

The Associate Director of Guideline Management is responsible for overseeing investment guideline monitoring for client accounts, ensuring compliance with policies while interacting with various teams. The role involves coding investment restrictions, monitoring adherence, guiding business units on compliance issues, and participating in regulatory examinations and audits.

The GCM Financial Accounting Manager I-UK is responsible for overseeing complex financial reporting, maintaining compliance with accounting standards, managing internal controls, and coordinating with internal and external stakeholders. This role involves leading a finance team, providing oversight for audits, ensuring adherence to regulatory requirements, and improving financial processes. The manager will also support business continuity efforts and coach team members to enhance their skills.

The Head of UK Compliance will oversee the compliance framework for the UK and Europe & APAC at Nuveen. Responsibilities include regulatory advisory, compliance monitoring, managing compliance policies, and liaising with various stakeholders while ensuring adherence to FCA standards and other regulatory bodies.

The A&H Compliance Underwriting Manager oversees compliance activities related to insurance and banking regulations, ensuring proper implementation of legal developments, managing policy documentation, assessing client/vendor due diligence, and promoting a robust compliance culture. The role involves testing compliance with laws, conducting training, and engaging with stakeholders.

The Director of International Tax will lead tax matters across jurisdictions, focusing on compliance, planning, and reporting, while managing interactions with finance teams and external advisors. Responsibilities include ensuring compliance with regulations, advising on transactions, and leading tax examinations.