Top Compliance Jobs in London

The Compliance Officer ensures compliance with trading regulations, monitors trading activities, investigates inquiries, and enhances compliance frameworks.

The Compliance Officer will oversee compliance frameworks, provide regulatory advice, manage investigations, and ensure adherence to UK and international financial regulations.

The Capital Markets Associate will manage debt facilities and FX exposures, ensuring optimal management of financial resources and compliance with regulations. Responsibilities include overseeing borrowing bases, conducting market research, making FX trade recommendations, and supporting legal compliance efforts. The role requires collaboration with Treasury and strong project management skills.

The Senior Risk Oversight Manager will oversee risk compliance in Fund Management, engage with regulators, and support product risk strategies across operations and customer journeys.

The role involves managing indirect tax projects, mentoring junior team members, maintaining client relationships, and ensuring compliance with VAT legislation.

The Financial Controller oversees financial operations, ensures compliance, leads budgeting and forecasting, and provides strategic insights to executives.

The Analyst will perform Due Diligence on Coverholders, manage onboarding processes, and prepare presentations while ensuring compliance with regulations.

Manage finance processes including forecasting, performance management, and budgeting. Collaborate with teams to drive financial analysis and reporting while ensuring compliance with internal controls.