Top Compliance Jobs in London

Lead customer trust, security, and compliance for AI products by shaping AI governance, translating regulation into technical controls, supporting customer audits, partnering with Legal/Product/Engineering, and improving automation and resilience for global, region-aware compliance.

Lead the Central Compliance function globally, overseeing employee compliance frameworks, policy governance, regulatory change, assurance and testing, training, reporting, and stakeholder engagement. Provide strategic direction, people leadership, regulatory advice, and high-quality management and committee reporting while supporting regulatory relationships and remediation oversight.

The Senior Technical Account Manager role involves engaging with large enterprise customers, providing technical guidance on Qualys products, and managing renewals and upselling opportunities.

Provide regulatory and compliance advice to the business, translate FCA requirements into policies, support product governance and Design, deliver compliance monitoring, monitor conduct MI, run training, and support delivery of good customer outcomes under Consumer Duty.

Provide pragmatic compliance advice and oversight for the lending business, ensure regulatory adherence (COBS, BCOBS, CONC, SYSC), review financial promotions, lead compliance reviews, represent compliance on projects and committees, and drive compliance awareness across the business.

Own and operationalize audit-ready security controls (DORA, GDPR, SOC 2, ISO 27001) across AWS, Kubernetes, and application layers. Translate regulations into technical controls, automate evidence collection and compliance checks, lead audit preparation and walkthroughs, remediate issues, and partner with Legal, Compliance, Risk, and engineering to embed secure-by-default design.

Lead legal, regulatory and compliance for the Allied World Lloyd's Syndicate 2232 platform. Oversee UK legal/compliance staff, company secretarial duties, Lloyd's regulatory matters and compliance, serve as Data Privacy Officer, negotiate contracts, manage legal budget, liaise with outside counsel and align with global Legal & Compliance.

Provide in-house legal support for European and Lloyd's underwriting businesses including casualty, healthcare, professional lines, property, marine, fine art, construction and facultative reinsurance. Advise on contract terms, draft policy forms and endorsements, negotiate underwriting and NDAs, support underwriting and claims on coverage issues, maintain standard ceded facultative wordings, and collaborate with global legal teams to implement policies and improve legal processes.

The Lead for Quality and Compliance oversees partnership management, ensures academic quality and compliance, and leads strategic initiatives within the University's academic partnerships framework.

The SLC Compliance Officer ensures compliance oversight of domestic student recruitment, admissions controls, and partner activities, aligning with regulatory requirements and student protection.

Provide second-line compliance oversight for the Global Merchant and Network Services (GMS) business across EMEA. Support and execute compliance program activities including DDQ reviews, issue risk management, onboarding controls, regulatory change implementation, remediation oversight, and collaboration with legal, GFCC, privacy, and business stakeholders to ensure adherence to policies and regulations.

Provide risk-based compliance advice to the EMEA ETF business across product lifecycle, support launches and regulatory changes, review investor materials, monitor ETF regulatory developments, deliver training, and promote governance, fair outcomes and conflict management.

Investigate transaction-monitoring alerts end-to-end, conduct KYB and onboarding reviews, run reliance reviews and RFIs, support remediation and offboarding, and reduce alert noise by improving rules and applying AI/automation to repetitive checks. Work closely with international compliance teams and document decisions for audit readiness.

Lead and scale NALA's global compliance and enterprise risk function across AML/CTF, sanctions, licensing, regulatory reporting, financial crime and fraud controls; build and hire a team, manage regulatory relationships, run risk framework and committees, own M&A-related compliance, and ensure audit and licence readiness across multiple jurisdictions.

Senior compliance lead (SMF16) owning compliance across secured loans, mortgages, bridging and protection. Build and run a tech-enabled compliance framework, deliver Consumer Duty, investigate issues, coach first-line teams, use MI and AI to automate monitoring and reporting, and act as primary FCA contact.

Lead and build the UK compliance and risk function, own FCA authorisation and SMF16/SMF17 responsibilities, oversee appointed representatives, maintain policies and monitoring, deliver training, manage financial crime/AML, and advise senior management while liaising with the FCA.

Provide day-to-day compliance oversight for a Lloyd's managing agent client: support monitoring programmes, maintain policies and registers, prepare reports, monitor regulatory changes, assist regulatory responses, and improve compliance controls.

The Compliance Officer will manage client onboarding, perform KYB/KYC reviews, assist in transaction monitoring, and support audits while collaborating with various teams.

Lead EMEA Control Room compliance activities for banking and securities, design and implement conflicts/insider/MNPI frameworks, draft policies, deliver training, advise stakeholders, manage CCR workflows and a small team, and support development of global CCR standards and regulatory oversight.

Support the Head of Compliance Oversight in delivering Consumer Duty, conduct risk and regulatory compliance. Develop and monitor frameworks, analyse complaints and MI, prepare committee and board reporting, coordinate Lloyd's attestation, advise business areas, support monitoring and assurance activities, and maintain regulatory awareness. Build strong stakeholder relationships and contribute to regulatory change, projects and process improvements to ensure good customer outcomes and a strong conduct culture.

Support the Compliance Officer and MLRO to maintain FCA-compliant systems and controls. Assist with policy reviews, AR onboarding and monitoring, financial promotions review, regulatory filings, compliance training, monitoring programs, SARs, data/reporting, business continuity, regulatory change implementation, and risk management.

Design, implement, and optimize AI-powered solutions to support financial compliance and controls. Monitor GAAP/IFRS adherence, automate controls and reporting, support internal/external audits, and manage complex accounting areas like revenue recognition and lease accounting while collaborating with finance, audit, and technology teams.

Manage regulatory compliance and product safety for compounds across Europe and Asia, including registrations, SDS/labeling, hazard classification, dangerous goods, regulatory monitoring, and cross‑functional guidance for product introductions.

The Contract Compliance & Financial Operations Specialist manages contract compliance, risk mitigation, financial analysis, and operational excellence, supporting leaders and mentoring staff in a fast-paced environment.

Ensure institutional compliance with UKVI post-enrolment regulations through attendance and engagement monitoring, record-keeping, routine checks, audits support, staff briefings, risk identification, and escalation to the UKVI Compliance Supervisor.