Top Compliance Jobs in London

Support global trade operations by ensuring import/export documentation and regulatory compliance, coordinating with customs brokers and government agencies, performing sanctioned party screening, approving shipments and invoices, and maintaining audit-ready records to enable timely, compliant cross-border movement of materials and products.

The Compliance Analyst will support compliance testing and monitoring with a focus on data analytics and automation, working closely with regulatory frameworks and various teams across multiple locations.

Lead compliance strategy for Financial Institutions, ensuring compliance framework supports innovation and commercial expansion. Oversee AML/CTF, KYC/KYB, and risk assessments.

The VP, Global Commercial Compliance will ensure compliance in sales and marketing, manage regulatory engagements, and provide strategic advice to leadership. Responsibilities include advising on complex deals, engaging clients, automating processes, and reporting on compliance health.

Lead and build the scheme compliance function for European payment methods: design processes to monitor and implement scheme rules, act as SME, liaise with schemes and internal teams, manage compliance risks, create monitoring and reporting infrastructure, and define resourcing for future growth.

Lead design and delivery of a global compliance and ethics programme focused on third-party risk, due diligence, sanctions, conflicts of interest, risk assessments, training, stakeholder advisory, and metrics-driven reporting. Partner cross-functionally to embed practical controls, run processes end-to-end, and continuously improve programme effectiveness.

Provide compliance assurance and regulatory advice across the business, conduct surveillance and assurance reviews, review and approve financial promotions, manage compliance mailbox and disclosures, monitor market abuse/intelligence, escalate and track breaches, update policies, support MI reporting and stakeholder governance, and assist the Chief Risk Officer and Compliance Managers.

Support and enhance PIMCO's EMEA Anti-Financial Crime program (AML, sanctions, ABC). Conduct monitoring, testing, and risk assessments; advise business and senior stakeholders; maintain policies, governance, and regulatory horizon scanning; assist with audits, investigations, and remediation; prepare management reporting; collaborate with global Compliance and cross-functional teams.

The role involves monitoring trading activity for market abuse, analyzing alerts, escalating suspicious transactions, and ensuring compliance with regulations. It requires strong market insights and collaboration with various stakeholders.

Seeking an experienced Head of Compliance to develop and lead a global compliance function, focusing on risk management, regulatory compliance, and standards in a strategic, hands-on role.

The Senior Compliance Manager will provide expert compliance advice, monitor regulations and internal policies, train staff, and support governance in compliance initiatives.

The Manager will oversee operations in Kroll's Investigations, Diligence, and Compliance practice, managing projects, client relationships, and ensuring high-quality case closure. Responsibilities include report writing, resource management, and client development while traveling for regional business insights.

Provide embedded first-line regulatory advice across product, engineering and operations for benchmark lifecycle; assess regulatory change impact, lead remediation and audit coordination, maintain controls, policies and governance, and support operational resilience and regulatory engagement.

In this role, you'll provide compliance review and advisory on financial promotions, ensuring regulatory standards are met while collaborating with marketing and product teams.

The role involves managing KYC processes, handling administrative tasks, coordinating Terms of Business, and ensuring efficient documentation in a startup insurance broker environment.

Lead and enhance global trade compliance across regions, overseeing export controls, customs, sanctions, product classification, tariff mitigation, trade systems (SAP GTS/QAD), audits, risk management, and stakeholder engagement to drive compliance and reduce duty costs.

Provide second-line regulatory compliance advice and independent oversight across Starling’s products and services. Lead and coach a small advice team, support development of conduct frameworks and policies, challenge first-line controls, and assist in monthly compliance reporting to ensure regulatory and conduct risk management and good customer outcomes.

Provide practical compliance advice for Chubb UK (focus on Consumer Lines), support product governance and distribution oversight, review customer-facing materials, manage day-to-day compliance queries and incidents, engage with regulators, monitor regulatory change, and lead training and compliance plan delivery.

Conduct due diligence research, interview in-country sources, apply anti-bribery and privacy regulations, identify fraud/sanctions risks, synthesize findings into narrative reports, and manage multiple investigations to meet tight deadlines.

Conduct due diligence research using public and proprietary sources, interview in‑country sources, apply anti-bribery/sanctions and data protection knowledge, analyze findings into narrative risk reports, coordinate with global teams, and manage multiple investigations to meet tight deadlines.

Support the Risk/Compliance team by assisting with AI and automation initiatives, administering CMS and LMS, creating compliance training, handling governance tasks, and completing ad hoc compliance work.

The Investment Compliance Director provides compliance oversight for private markets strategies, ensuring alignment with regulatory requirements while partnering with various teams and managing stakeholder engagement.

Own end-to-end onboarding for new hires in a regulated healthcare business: manage pre-employment checks (Right to Work, DBS, references, registrations), coordinate stakeholders (IT, Payroll, Facilities, Compliance), deliver inductions, maintain audit-ready HR records, streamline processes, and manage multiple onboarding cohorts to ensure timely, compliant starts and a welcoming new-joiner experience.

Monitor trades and portfolios across equity, fixed income and alternative funds to ensure compliance with client, regulatory, prospectus, Board and internal policies. Educate and advise portfolio managers and traders, support information barrier controls, assist regulatory change projects, and recommend process improvements. Provide timely reporting and risk-reduction through real-time and post-trade monitoring.

Perform KYC and AML due diligence on private equity fund transactions: analyze transaction and ownership structures, identify counterparties and risks, gather documentation, liaise with deal/legal/compliance teams, ensure regulatory and jurisdictional compliance, and flag issues to prevent deal delays.