Top Tech Jobs & Startup Jobs in London

The role of SMF 16 at Sapia Partners LLP involves overseeing regulatory risk and compliance matters, setting compliance framework, managing the AR Monitoring Team, and being part of the RegCom Senior Leadership Team. Responsibilities include correspondence with regulatory bodies, setting a compliance-focused culture, implementing policies and procedures, and supporting the business in remediating control weaknesses.

The Implementation Consultant will work with a professional services team to design and configure the MaxComply platform for clients' business and compliance needs. The role involves client-facing consultative work, platform design, configuration, data analysis, and manipulation. Key responsibilities include leading SaaS solutions implementation, providing system design recommendations, managing projects, and serving as the main client contact.

The Senior Compliance Consultant will independently manage client relationships, lead client project work, oversee junior colleagues, deliver compliance assessments, policy reviews, reports, and manuals, provide regulatory advice, and support client firms. They will also build relationships, develop compliance programs, conduct monitoring visits, and contribute to technical knowledge and infrastructure.