Jobs at CLSA

Supports daily operations for equity derivatives, cash equity, futures, options, and OTC transactions. Responsibilities include trade validation, reconciliations, corporate actions, lifecycle processing, static data setup, stakeholder communication, issue analysis, controls, system enhancements, and new product approvals. The role collaborates with front, middle, and back offices, clients, counterparties, Finance, Risk, Audit, and Product Control, while guiding junior staff on complex workflows.

Oversee end-to-end equity derivatives operations and trade support across Delta One, Prime Services, Equity Finance, Exotic and Flow Trading, and listed products. Lead reconciliations, exception management, trade capture, break investigations, process improvements, system enhancements, and new product approvals. Coordinate with front, middle, and back offices, clients, prime brokers, Finance, Risk, Audit, and Product Control while guiding junior staff and ensuring accurate operational procedures and daily deliverables.

Provides reception and front-of-house support, including greeting visitors, answering phones, managing meeting rooms, coordinating internal events, handling deliveries and mail, booking couriers, supporting facilities tasks, and ordering office supplies.

Provides operational and settlement support for equity trades, including client allocations, end-of-day processing, GDR conversions, trade reconciliations, stock and cash position checks, static data distribution, placements, settlement issue resolution, and coordination with sales traders, offices, agents, and clients.

Provides L1/L2 production support for OMS/EMS trading applications across equities, swaps, and futures and options desks. Monitors application health, connectivity, and order flow; troubleshoots issues with traders, clients, brokers, exchanges, vendors, and infrastructure teams; supports FIX certification and connectivity onboarding; manages incidents, root-cause analysis, documentation, automation, and global follow-the-sun support across Asia, Europe, and the US.

The Support Analyst will manage FIX connectivity requests, support trading operations desks, perform FIX testing and certifications, and maintain network relationships, requiring strong FIX technology proficiency and experience in a broker/dealer environment.

Oversee financial crime prevention framework, ensure compliance with regulations, conduct risk assessments, and manage client onboarding for higher-risk clients.

Support day-to-day operations of Cash Equities and ETF trading desks across EMEA/UK. Monitor risk limits, resolve operational issues, support client onboarding, invoicing, regulatory compliance (MiFID), audits, controls, and governance forums while liaising with IT, Risk, Finance, Legal, Compliance and Sales & Trading.

The role involves monitoring trading activity for market abuse, analyzing alerts, escalating suspicious transactions, and ensuring compliance with regulations. It requires strong market insights and collaboration with various stakeholders.

Lead Delta One trading across EMEA and U.S., managing TRS books and real-time hedging, designing systematic hedging and alpha strategies, optimising inventory and capital, delivering trade-management IT enhancements, and mentoring junior traders to scale business and deepen local market penetration.

Risk-manage EMEA and US exotic equity derivative books, price and structure equity exotic products for sales/clients, collaborate with traders and quants to develop risk tools, perform PnL attribution and market analysis, and support business expansion research and strategic decisions.

Responsible for providing end user technology support, implementing IT projects, and supporting trading applications in the London and European locations.

Support regional CEO/COO managing CSI businesses across EMEA by coordinating strategic initiatives, operational improvements, financial planning, risk management, reporting, and stakeholder relationships while leading cross-functional business and support teams.

The Technical Lead will oversee regulatory reporting projects, ensuring compliance and collaboration with various teams while mentoring juniors.

Provides client onboarding and KYC support for the Sales team in a financial services environment. Responsibilities include collecting and screening client documentation, creating and maintaining accounts and client files, conducting annual reviews, reconciling records, managing GDPR-related documentation, supporting frontier-market onboarding, and preparing client statistics. The role also handles ad hoc client queries, coordinates with brokers, and provides information to front-office, compliance, and audit teams.