The Compliance Analyst provides support in compliance documentation, records management, compliance data collation, and training on regulatory issues, specifically within the insurance market.
UK Compliance Analyst
Reporting to the ARCAS Compliance Officer and based in London. Utilising a hybrid working pattern with a minimum of 3 days per week in the office. Experience of the Lloyd’s of London (re)Insurance Market is preferred. Working closely with the Global Risk & Compliance Team to provide Compliance support, acting as a business advisor and enabler.
Core Responsibilities
- Assisting with advice on and drafting of business documentation, to include but not limited to TOBAs, NDAs, Confidentiality Agreements, related contractual or insurance documents.
- Responsibility for updating internal Compliance records, databases and systems.
- Compile, collate and prepare Compliance data and MI to be used across a range of required reporting and governance.
- Assisting with the successful delivery and execution of the Compliance Monitoring plan.
- Preparing, updating and assisting with delivery of training and education on key regulatory issues and Company policies.
- Assisting with Financial Crime prevention activities as required.
- Assisting with advising on licensing requirements to ensure that the business is permitted to transact and / place business in specific market / jurisdictions.
- Keeping up to date with regulatory developments and communications via horizon scanning of pertinent material.
- Management of the Compliance shared inbox as required.
Desired Skills & Qualifications
- Professional approach with a strong desire to learn.
- Strong analytical, research, reporting and organisational skills.
- Compliance experience gained within Insurance or Capital Markets.
- Basic understanding of capital markets, and relevant regulatory frameworks (e.g., MiFID II, MAR and related conduct rules)
- Ability to handle a varied workload.
- Working knowledge of current and possible future policies, practices, trends, technology, and information affecting business and organisation.
- Proficiency in MS Office 365 applications.
Top Skills
Ms Office 365
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