Teams at Capital

Manage operational risk across business functions by identifying and assessing risks, reviewing processes and controls, maintaining the risk register, investigating incidents, tracking remediation, preparing leadership and regulatory reports, and improving risk governance frameworks in line with regulations and industry standards.

Leads the Group Internal Audit function across a multinational trading platform, setting audit strategy, overseeing risk-based audits, managing issue remediation, and providing independent assurance to the Board and Audit Committee. The role covers governance, technology, cyber, AML/KYC, financial crime, market abuse, conduct, product governance, outsourcing, model risk, and financial controls while ensuring alignment with FCA, CySEC, ASIC, and other regulatory expectations.

The Retention Officer builds relationships with Swiss clients, providing market insights and support while driving retention through strategic engagement and collaboration across teams.