Pinsent Masons Logo

Pinsent Masons

Regulatory Conduct Director

Posted 12 Days Ago
Be an Early Applicant
In-Office
London, Greater London, England, GBR
Expert/Leader
In-Office
London, Greater London, England, GBR
Expert/Leader
Leads conduct risk, regulatory transformation, remediation, governance, culture, and customer outcome engagements for financial services clients. Advises boards, executives, senior management functions, and regulators; oversees Skilled Person Reviews, investigations, and regulatory programmes; manages multidisciplinary teams; ensures regulatory-quality delivery; develops thought leadership; and supports practice growth through business development, proposals, pricing, pitching, and client relationship management.
The summary above was generated by AI

Regulatory Conduct Director

London

Shape the future of regulatory conduct advisory

We are looking for an experienced Regulatory Conduct Director to play a pivotal role in growing and leading our Conduct Risk offering within our specialist Financial Regulatory Consulting practice.

This is an opportunity to work at the intersection of regulatory consulting and legal advisory, helping some of the world's leading financial services organisations navigate complex regulatory challenges, drive meaningful change and deliver better customer outcomes.

As a senior leader within the business, you will advise Boards, Senior Management Functions (SMFs), executive teams and regulators on some of the most significant conduct risk and regulatory transformation programmes in the market. From Skilled Person Reviews (s166) and large-scale remediation programmes, through to governance enhancement, culture reviews and customer outcome initiatives, you will deliver impactful solutions that combine strategic insight with practical execution.

Working closely with the Head of Financial Regulatory Consulting, you will help shape the future direction of the practice, drive business growth and play a key role in developing a market-leading advisory capability.

What you'll do

  • Lead the delivery of complex conduct risk, regulatory transformation and remediation engagements for financial services clients

  • Provide trusted advisory support to Boards, senior executives and regulators on conduct risk frameworks, governance, culture, consumer duty and customer outcomes

  • Oversee major regulatory programmes, including Skilled Person Reviews (s166), remediation initiatives, regulatory investigations and governance transformation projects

  • Ensure engagements are delivered to the highest quality standards, maintaining robust governance, evidencing and regulatory readiness throughout

  • Lead and develop multidisciplinary teams across consulting, legal and operational disciplines

  • Build strong relationships with key client stakeholders and become a recognised trusted advisor

  • Contribute to the development of innovative regulatory solutions and thought leadership in response to emerging market and regulatory trends

  • Support the continued growth of the practice through business development, proposal creation, pricing, pitching and client relationship management

  • Work collaboratively across consulting, legal and Vario teams to deliver integrated solutions and maximise the breadth of the firm's capabilities

What we're looking for

We're interested in hearing from individuals with significant experience gained within a financial services consultancy, regulated financial services organisation, regulatory body or professional services environment.

You'll bring:

  • Deep expertise in conduct risk, regulatory advisory, compliance, remediation or regulatory transformation

  • A strong understanding of FCA and PRA supervisory expectations, regulatory priorities and enforcement themes

  • Demonstrable experience leading Skilled Person Reviews (s166) and complex regulatory remediation programmes

  • Significant experience advising Boards, SMFs and senior leadership teams on regulatory matters

  • Expertise in governance, culture and behaviours, product governance and customer outcome frameworks

  • Experience managing regulatory engagement, evidence gathering and regulatory-quality documentation

  • A proven track record of winning work, developing client relationships and contributing to the growth of an advisory practice

  • Strong leadership skills with the ability to inspire teams and deliver exceptional outcomes for clients

Why join us?

This is a unique opportunity to help build and shape a growing regulatory consulting practice with the support, reach and reputation of an international professional services business.

You'll work on some of the most complex and high-profile regulatory issues in the market while collaborating with leading specialists across consulting, legal and managed services.

Our Commitment

We are committed to creating a diverse and inclusive workplace where everyone feels able to achieve their full potential. We welcome applications from all suitably qualified candidates and will make reasonable adjustments throughout the recruitment process where required.

#LI-VG1

HQ

Pinsent Masons London, England Office

30 Crown Place, London, United Kingdom, EC2A 4ES

Similar Jobs

A Minute Ago
Hybrid
London, England, GBR
Mid level
Mid level
Fintech • Mobile • Payments • Software • Financial Services
Build and evolve Wise’s product eligibility platform, including customer residence, location, and address validation. Design, deploy, and maintain distributed backend systems, RESTful APIs, databases, platform capabilities, back-office tooling, and occasional customer-facing flows. Collaborate in an autonomous agile team with product and analytics partners, contribute to technical vision, optimize customer experiences, and apply strong testing, coding, and code review practices.
Top Skills: Backend-For-Frontends (Bffs)Java 8+KafkaNon-Relational DatabasesRelational DatabasesRestful ApisSpring BootTest Driven Development (Tdd)
15 Minutes Ago
Remote or Hybrid
United Kingdom
Entry level
Entry level
Enterprise Web • HR Tech • Information Technology • Software • Cybersecurity
The FP&A Analyst will monitor business performance, analyze financial variances, produce ARR and cost reports, support budgeting and rolling forecasts, maintain workforce cost analysis, and provide actionable insights to stakeholders. The role will partner across teams, improve FP&A processes, build financial models, and explore SQL, data modeling, and AI/LLM applications to enhance financial analysis.
Top Skills: AIDbtGoogle SheetsLarge Language Models (Llms)ExcelSnowflakeSQL
24 Minutes Ago
Hybrid
London, Greater London, England, GBR
Mid level
Mid level
Artificial Intelligence • Big Data • Enterprise Web • Fintech • Software • Financial Services
Provide inbound telephone and email support to global financial advisers using the Morningstar Wealth Platform. Resolve platform, investment, and tax-wrapper queries; develop subject-matter expertise; analyze adviser usage; deliver guidance and training; capture feedback; and collaborate with international teams to improve client experience. The role requires financial services experience, strong communication, sound judgment, problem-solving ability, and familiarity with investment platforms, ISAs, SIPPs, Excel, and multiple systems.
Top Skills: ExcelMorningstar Wealth Platform

What you need to know about the London Tech Scene

London isn't just a hub for established businesses; it's also a nursery for innovation. Boasting one of the most recognized fintech ecosystems in Europe, attracting billions in investments each year, London's success has made it a go-to destination for startups looking to make their mark. Top U.K. companies like Hoptin, Moneybox and Marshmallow have already made the city their base — yet fintech is just the beginning. From healthtech to renewable energy to cybersecurity and beyond, the city's startups are breaking new ground across a range of industries.

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account