Perform quality control reviews of KYC files for an investment bank, ensure regulatory and policy compliance, identify control gaps and trends, track periodic review progress, work with onboarding and lifecycle systems, and communicate findings to stakeholders.
We are currently looking for an experienced professional, skilled in Quality Control (QC), to join an investment banking client of ours' KYC team. The role is based in Central London and you will be working on a hybrid basis.
Responsibilities:
- Perform QC reviews for the client's KYC team, ensuring files meet regulatory, policy and global control standards across jurisdictions
- Review periodic review work completed by an offshore team, tracking progress throughout
- Drive consistency in quality control practices across the KYC function
- Identify control gaps, trends and risk issues through QC reviews
- Work closely with onboarding and client lifecycle systems, data, and process flows
- Manage relationships with multiple stakeholders, communicating findings and issues clearly
Requirements
- Previous experience in a Quality Control role
- Background in KYC within an investment banking environment
- Strong knowledge of KYC/CDD frameworks, with familiarity with sanctions screening, PEP classifications, and EDD (enhanced due diligence)
- Previous experience dealing with periodic review and tracking progress
- Familiarity working with offshore teams is ideal, but not a must
- Strong data skills
- Excellent communicator, able to manage relationships with multiple stakeholders
Benefits
Initial 12-month contract, with the potential to be made permanent
Competitive salary
Similar Jobs
Fintech • Professional Services • Consulting • Financial Services
Conduct quality control reviews of client onboarding and refresh activities, ensuring compliance with KYC, AML, sanctions, regulatory, and internal policy requirements. Assess customer risk, review documentation, perform client outreach, maintain Fenergo records and operational trackers, identify and escalate risks, support remediation, improve processes, and provide training. The role is a 12-month fixed-term position based in London with a minimum three-days-per-week office expectation.
Top Skills:
Fenergo
Analytics
Perform end-to-end KYC periodic reviews for corporate and institutional clients, conduct due diligence (adverse media, PEP, sanctions), validate documentation and ownership, coordinate client outreach, assess risk and escalate issues, maintain audit-ready records, and support quality-control and process improvements.
Top Skills:
ActimizeLexisnexisWorldcheck
Healthtech • Biotech
Perform routine environmental monitoring, water and utility sampling, and GMP microbiology testing (sterility, bioburden, endotoxin, BET) for mRNA manufacturing. Support method transfers, qualifications, data entry with GMP documentation practices, investigations, audits, and general lab operations in compliance with cGMP and regulatory guidelines.
Top Skills:
Bet (Bacterial Endotoxin Test)Bioburden TestingConductivity MeterEndotoxin TestingIsolator TechnologyLimsSterility TestingToc AnalyzerVitek
What you need to know about the London Tech Scene
London isn't just a hub for established businesses; it's also a nursery for innovation. Boasting one of the most recognized fintech ecosystems in Europe, attracting billions in investments each year, London's success has made it a go-to destination for startups looking to make their mark. Top U.K. companies like Hoptin, Moneybox and Marshmallow have already made the city their base — yet fintech is just the beginning. From healthtech to renewable energy to cybersecurity and beyond, the city's startups are breaking new ground across a range of industries.
