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FE fundinfo

Compliance Manager

Posted 5 Days Ago
Be an Early Applicant
In-Office
London, Greater London, England, GBR
Mid level
In-Office
London, Greater London, England, GBR
Mid level
As a Compliance Manager, you will design and execute compliance monitoring activities, oversee training, review materials, and support regulatory outcomes within an investment management division.
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This role offers genuine responsibility and visibility from day one, giving you the opportunity to design, own, and deliver key compliance monitoring activities within a small, collaborative team.

You will gain exposure across a broad range of compliance disciplines, support an award-winning investment management division, and work closely with the Head of Compliance, contributing directly to Board reporting and regulatory outcomes.

It is an excellent opportunity to develop your expertise in a role where your work has clear impact and where learning and progression are actively supported.

Your key responsibilities as an Compliance Manager will include:

  • Owning, developing, and executing the compliance monitoring plan—including thematic and desk‑based reviews and report production.
  • Administering and overseeing the provision of compliance training via a third‑party online provider.
  • Reviewing marketing materials to ensure they meet regulatory and internal standards.
  • Assisting with MI production for the Board to inform governance and decisions.
  • Supporting regulatory reporting to ensure accurate, timely submissions.
  • Updating compliance procedures for the areas within your remit.
  • Regulatory horizon scanning
  • Additional tasks as determined by the Head of Compliance

You will need the following experience and skills to join us as an Compliance Manager:

  • You will have around 4+ years’ experience within the Compliance function of an asset management firm.
  • You will have hands‑on experience in compliance monitoring.
  • You will bring strong attention to detail and produce accurate work.
  • You are highly organised and comfortable managing multiple tasks simultaneously.
  • You communicate clearly and confidently in writing and verbally with stakeholders.

FE fundinfo is a leading financial data provider, connecting the investment industry across the UK, Europe, and Asia-Pacific through an integrated platform. Our skilled team empowers clients with data-driven insights, making the industry Navigate Complexity with Confidence!

Culture & work environment
We value collaboration, accountability, and continuous learning. You’ll work in a supportive setting with hybrid working options and opportunities to deepen your expertise through structured learning and cross‑functional exposure.

Benefits

  • 25 days of annual leave with the option to buy an extra 5 days each year.
  • Benefit from enhanced paternity, maternity, and shared parental leave.
  • Secure your future with our pension scheme.
  • Advance your career with sponsored learning and development, including formal qualifications.
  • Private medical insurance as employee wellbeing matters
  • Stay fit with discounted gym memberships.
  • Take advantage of the Bike to Work scheme for eco-friendly commuting.

FE fundinfo London, England Office

3rd Floor Golden House, 30 Great Pulteney Street, London, United Kingdom, W1F 9NN

FE fundinfo London, England Office

30 Great Pulteney Street , London, United Kingdom, W1F 9NN

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