Provide day-to-day compliance oversight for a Lloyd's managing agent client: support monitoring programmes, maintain policies and registers, prepare reports, monitor regulatory changes, assist regulatory responses, and improve compliance controls.
This role supports the compliance function of a Lloyd's managing agent client, working as part of an embedded third-party team. The Compliance Analyst provides day-to-day compliance oversight, assists with regulatory horizon scanning, and contributes to the maintenance of compliance frameworks and monitoring programmes.
Key Responsibilities:
- Support the delivery of the compliance monitoring programme, including thematic reviews and control testing
- Maintain compliance policies, procedures, and registers, ensuring they reflect current regulatory requirements
- Assist with the preparation of compliance reports for senior management and relevant committees
- Provide guidance to business areas on FCA, PRA, and Lloyd's regulatory obligations
- Monitor regulatory developments and assist in assessing their impact on the business
- Support the management of regulatory change, including gap analyses and implementation tracking
- Assist with responses to regulatory queries, information requests, and Lloyd's Market Oversight interactions
- Identify compliance process improvements and contribute to control environment enhancements
This role is placed and managed by a specialist third-party managing agent. Candidates will be embedded directly into the client's team.
Requirements
- Compliance experience within the Lloyd's or London company market
- Working knowledge of FCA and PRA requirements applicable to managing agents and syndicates
- Familiarity with Lloyd's Minimum Standards and the Lloyd's compliance framework
- Experience conducting compliance monitoring or thematic reviews
- Comfortable producing clear written outputs including reports, gap analyses, and policy documentation
- Competent with Microsoft 365; experience with compliance management tools an advantage
Benefits
Competitive salary
Initial 9-month contract
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