Compliance Analyst

With a company culture rooted in collaboration, expertise and innovation, we aim to promote progress and inspire our clients, employees, investors and communities to achieve their greatest potential. Our work is the catalyst that helps others achieve their goals. In short, We Enable Possibility℠.

Compliance analyst role with strong Conduct experience and/or Financial Crime knowledge.

Key Tasks and Responsibilities
• Contribute to the delivery of Compliance Plan activity and support the development of 
Compliance reports updating the business on the functions progress towards its Annual 
Compliance Plan.
• Promote a compliance culture by proactively identifying and addressing compliance risks, 
raising awareness of compliance matters and encouraging adherence to applicable laws and 
regulations.
• Drive improvements in areas of responsibility and propose changes to improve compliance 
and business efficiency.
• Assist the Senior Compliance Manager with overseeing and enhancing the Compliance 
Framework.
• Provide guidance on financial crime and international sanctions regulations. 
• Assist the Senior Compliance Manager with overseeing the product and distribution 
arrangement within Arch by carrying out second line of defence product/binder reviews to 
assess compliance with internal controls and regulatory requirements.
• Work together with Arch HR (training and development) to develop and deliver all
regulatory and compliance e-learning to ensure staff meet with regulatory training 
requirements. Deliver ad hoc in person training as and when required.
• Review and maintain compliance policies, procedures and guidance documents to align with 
regulatory changes and industry best practices.
• Review and approve financial promotions to ensure compliance with regulatory standards 
and marketing guidelines.
• Maintain the Compliance Intranet page, co-ordinating inputs and content from other team 
members.
• Coordinate the production and distribution of compliance materials and papers for relevant 
Committee and Board submissions

Do you like solving complex business problems, working with talented colleagues and have an innovative mindset? Arch may be a great fit for you. If this job isn’t the right fit but you’re interested in working for Arch, create a job alert! Simply create an account and opt in to receive emails when we have job openings that meet your criteria. Join our talent community to share your preferences directly with Arch’s Talent Acquisition team.