Position Description
As part of its Business expansion, CLSA (UK) is seeking to hire an Assistant Risk Manager to join the local management team to support the risk management demand from both local business activities and the FCA. The Assistant Risk Manager is expected to work closely with internal parties such as UK Management (local team & COO), Front-Office (Sales & Trading), Compliance, Finance, Operations as well as our Central Risk Management Team located in Hong Kong. External parties include audits or regulatory bodies for ad-hoc queries and reporting or during periodic inspections.
Key Areas of Responsibility
The candidate will report to EMEA Risk Manager locally
Perform regular risk reporting for both internal communication and regulatory requirements
Perform risk assessment for early risk identification of new business initiations and activities
Prepare on demand reports for risk monitoring and communicate with relevant parties for risk management relevant issues
Prepare risk limits review materials and committee materials for local management
Perform risk limits review based on the delegation from other teams within the risk management department
Maintenance and updating documentation of local risk policies and procedures
Work on risk related IT system and report enhancement projects
Perform ongoing data management activities.
Requirements
Bachelor's degree holder in Finance, Accounting, business, STEM or related disciplines
Minimum 2 years of prior experience within the financial services industry or risk
Willingness to have a professional career development in risk management
Basic computer skills in daily office applications (including Excel, SQL)
Good communication skills to liaise with stakeholders and general awareness of the market and business environment forma risk management point of view
Basic programming skills for increasing productivity and pervious work experience in Cash Equity, Future and Equity derivatives would be beneficial
Proven good knowledge of common financial products such as Cash Equity, Equity Derivatives and Future products
Attention to detail and good problem-solving skills
Strong analytical and quantitative skills
Good command of written and spoken English
Second language would be beneficial
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CLSA London, England Office
12/F Moor House, 120 London Wall, , London, United Kingdom, EC2Y 5ET
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