Teams at Ascot Group

Supports the Enterprise Risk Management and Actuarial Functions across Ascot Group entities. Responsibilities include maintaining risk registers and governance frameworks, reviewing controls, preparing quarterly risk reports and annual ORSA documentation, monitoring emerging risks, developing risk appetite metrics, supporting scenario analysis, and assisting with regulatory, compliance, committee, audit, and Lloyd’s attestation activities.

Leads Ascot UK’s Internal Controls function and owns the ICFR program, including control framework enhancement, annual testing, risk-control matrices, SOX and COSO compliance, remediation, and external audit coordination. Provides technical accounting leadership across UK and US GAAP, manages statutory and consolidation activities, advises Finance through the Technical Accounting Group, leads special projects, and manages the Internal Controls team and Technical Accountant.

Lead and manage the Conduct & Complaints Team to maintain and develop conduct risk, consumer duty and complaints frameworks. Oversee policy updates, regulatory reporting to FCA and Lloyd's, MI and dashboards, stakeholder training, complaint handling, root-cause analysis, and the annual Consumer Duty attestation. Support cross-functional projects and ensure regulatory adherence across delegated authority, claims and underwriting teams.