Teams at Apex Group

Conducts customer and enhanced due diligence, AML risk assessments, sanctions and PEP screening, adverse media reviews, beneficial ownership analysis, and suspicious activity escalation. The role also responds to client AML enquiries, maintains compliance records, supports onboarding and periodic reviews, collaborates with financial crime and fund administration teams, and contributes to AML projects, system migrations, and process improvements.

Support the UK Head of Depositary and Custody Compliance in managing regulatory compliance across depositary and custody businesses. Responsibilities include developing risk-based compliance frameworks and monitoring programs, preparing regulatory reports, advising management, responding to regulators and auditors, maintaining policies, supporting FATCA/CRS submissions, handling due diligence requests, delivering training, and managing team members.

Oversee regulatory reporting and financial accounts for Unit Trusts, OEICs, and Investment Trusts. Review distributions, income forecasts, investment restrictions, performance summaries, depositary packs, tax returns, invoices, and regulatory submissions. Liaise with offshore teams, auditors, depositaries, and other stakeholders; support fund launches, closures, mergers, system implementations, process controls, and team training while meeting strict deadlines and quality standards.