Vice President, Internal Business Audit

Group Details 

Tradeweb is seeking a VP, Business Audit, Internal Audit to take on a key role within Tradeweb’s growing Internal Audit Department. This role will report directly to Director, Business Audit, Internal Audit.  

This role offers the opportunity to manage business audits for a cutting-edge financial services company, including working with senior leadership and business, technology and corporate teams to manage the end-to-end audit life-cycle including conducting risk assessments, engagement planning, audit execution and reporting; assisting the annual planning process to deliver the Internal Audit Plan; and managing and coaching other members of the team.  

Job Responsibilities 

Collaborate with the Technology and other audit teams, to support the delivery of periodic risk assessments and annual planning to develop the Internal Audit Plan 

Support the Director of Business Audit in maintaining an up-to-date and comprehensive Business Audit Universe which incorporates all key business and regulatory risk areas for Tradeweb 

Manage end-to-end delivery of business audits, advisory and other types of engagements with responsibility for all stages from planning through report issuance 

Collaborate with the Technology, Data Analytics and Professional Practices audit teams to develop and run a continuous audit program 

Maintain full documentation and audit trail of all audit activities performed in line with documentation standards defined in the internal audit methodology 

Supervise and coach team members and monitor their performance against internal audit methodology requirements  

Perform manager reviews of audit work performed by team members and follow up review comments to completion to ensure quality standards, as defined in the internal audit methodology, are met 

Follow-up open audit issues with stakeholders on a regular basis to manage the issue pipeline in a proactive manner 

Interact regularly with key business stakeholders (first and second line) to monitor key business and emerging risk trends and feed this information into Internal Audit’s risk assessment process 

Collaborate with the second line (e.g. Risk) team to leverage off synergies, identify key areas of audit focus and provide insightful and timely advice and assurance to management 

Prepare management update dashboards, emails, slide decks and deliver presentations or attend meetings to represent Internal Audit, as required 

Manage the performance of team members against functional and individual goals 

Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory reviews so that risks are identified, assessed and tested efficiently 

Assist in the completion of other areas of the Internal Audit mandate, as required 

Qualifications 

Bachelor’s degree in Accounting, Finance, Mathematics, Engineering  

Internal Audit and / or public accounting experience (minimum 7 years) 

Analytical, critical thinking and problem solving skills 

Ability to think big picture and identify linkages across projects 

Strong interpersonal and communication skills and desire to work collaboratively 

Organizational and project management skills 

Knowledge of accounting best practices; ACA, CIMA or ACCA certification a plus