Risk Manager - Operations (1.5 LoD)

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team. 

We are looking for a dedicated individual to join our team at Capital.com as Risk Manager!

Responsibilities:

• Collaborate with Operations & Back Office teams to identify and assess operational risks in daily processes, including transaction handling, settlements, and reconciliation.
• Conduct regular risk assessments and control reviews, documenting potential vulnerabilities and recommending improvements.
• Monitor risk exposures and operational trends that could impact Ops/Back Office functions.
• Develop and maintain dashboards and reporting tools to provide real-time risk information to senior management.
• Prepare and present risk reports for governance forums, such as risk committees, highlighting critical issues and potential impact on business continuity.
• Design and implement key risk controls in partnership with operational teams to manage identified risks within acceptable limits.
• Perform periodic control testing to ensure effectiveness, making adjustments as needed based on testing outcomes and feedback from internal audits.
• Investigate operational incidents, documenting root causes, and coordinating with relevant departments to implement corrective actions.
• Support the development of risk mitigation strategies to reduce the likelihood of repeat incidents, ensuring lessons learned are incorporated into the process.
• Ensure compliance with internal policies, regulatory requirements, and industry standards applicable to Back Office operations.
• Serve as the Operations/Back Office liaison with Compliance and Internal Audit teams, facilitating audits, reviews, and assessments.
• Identify and recommend opportunities for process improvements to enhance efficiency and reduce operational risk exposure.
• Promote a strong risk culture within the Operations/Back Office, encouraging proactive risk management and awareness across all levels.
• Act as the point of contact between Operations/Back Office, Risk Management, and other departments, ensuring clear communication and alignment on risk-related matters.
• Provide training and support to Operations/Back Office staff on risk policies, procedures, and best practices.
• This role requires an energetic self-starter that can liaise with a large number of teams and business both regionally and globally.
• Experience and knowledge in working for a regulated fintech technology business.

Requirements:

• 7-10 years experience in operational risk management, Back Office operations, or related roles within the financial industry.
• Proven ability to perform test of controls (design and operating effectiveness)
• Strong understanding of operational processes, risk frameworks, and regulatory requirements.
• Excellent analytical skills, with experience in data analysis and reporting.
• Proficiency in risk management software and tools (e.g., GRC platforms).
• Exceptional communication and interpersonal skills, with the ability to influence and engage stakeholders at all levels.
• Experience in managing regulatory exams and relationships with examiners and auditors
• Ability to work collaboratively with regional and global partners in other functional units; ability to navigate a complex organisation; to influence and lead people across cultures at a senior level
• Excellent problem-solving skills, inquisitive nature and comfort challenging current practices.
• Proven track record of taking ideas forward without supervision and challenging others, where appropriate.
• Adapt at developing relationships with senior business executives with a reputation for partnering across organisation lines to mitigate risks.
• Highly disciplined, able to work with limited supervision and make independent decisions.
• Strong organisational, project management, and multi-tasking skills with demonstrated ability to manage expectations and deliver results.
• High level of professionalism, self-motivation, and sense of urgency.
• BA in Finance, Economics, Risk Management or a related field

Benefits:

• Competitive Salary
• 25 days annual leave
• Private Medical Insurance for you and your family, after the probation period
• Death In Service
• EAP
• Season Ticket Loan after the probation period

Be a key player at the forefront of the digital assets movement, propelling your career to new heights!

Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity.

Work alongside one of the most brilliant teams in the industry.