Hong Kong Exchanges Logo

Hong Kong Exchanges

Regulatory Reporting Analyst

Reposted 3 Days Ago
Be an Early Applicant
In-Office
London, Greater London, England
Junior
In-Office
London, Greater London, England
Junior
The Regulatory Reporting Analyst manages regulatory reports for LME Clear, addresses client queries, and enhances reporting processes, ensuring compliance with EMIR, MiFID II, and SFTR.
The summary above was generated by AI
Regulatory Reporting Analyst

Shift Pattern:

Standard 40 Hour Week (United Kingdom)

Scheduled Weekly Hours:

40

Corporate Grade:

E - Associate

Reporting Line:

(UK Division) Clearing COO

Location:

UK-London

Worker Type:

Permanent

The Regulatory Reporting team is responsible for the regulatory reporting requirements for LME Clear and

LME, covering key regulations such as EMIR, MiFID II and SFTR. The team ensures that all regulatory reports for the CCP and the exchange are submitted daily. It also ensures that reporting corrections are made in a timely manner, static data is maintained and kept up to date and any customer queries are responded to promptly.
 

The team works with key stakeholders across the business to manage and rectify any problems that require coordinated efforts.

Responsibilities

  • EMIR Transaction, Position, Valuation and Collateral Reporting for LME Clear
  • SFTR Reporting for LME Clear
  • MiFID Reporting for LME
  • Submitting other regulation reports for LME and LME Clear
  • Production of timely and accurate MIS
  • Static data maintenance
  • Maintain procedures for the different reporting services
  • Challenge current practices and procedures and develop and implement new procedures to enhance the reporting and controls process as necessary
  • Respond to client queries & resolve any issues
  • Review BAU processes on a regular basis with a view to increase automation to create efficiencies within the team
  • Perform UAT as required to ensure any development changes are accurately implemented

Academic and Professional Qualifications Required

  • A good level of academic achievement is required to A-Level calibre and likely to have a degree (ideal but not essential)

Required Knowledge and Level of Experience

  • 2+ years’ experience working in a financial reporting or controls environment
  • Experience in the regulatory reporting environment
  • Overall (end to end) understanding and/or working experiences of exchange and CCP services

Skills set and Core Competencies Required for Role

  • Knowledge of the regulatory environment and requirements in relation to a Clearing House and Exchange
  • Knowledge of MiFID, EMIR and SFTR would be a strong advantage
  • Analytical and problem-solving skill set
  • High attention to detail
  • Intermediate to advanced skills with utilising standard Office packages, particularly MS Excel and MS Access
  • Ability to follow procedures, identify problems and follow up on resolution
  • Ability to manage a task from start to finish and on a timely basis
  • Good verbal, written and presentation communication skills
  • Internal and external customer service skills

Personal Qualities

  • Ability to act as part of a team and autonomously upon own initiative as required
  • Proactively seek to add value and resolve issues at every opportunity
  • Good interpersonal and communication skills
  • Strong time management skills and ability to prioritise effectively
  • Act professionally, specifically when client facing
  • Shows enthusiasm and commitment in accomplishing the job duties

The LME is committed to creating a diverse environment and is proud to be an equal opportunity employer. In recruiting for our teams, we welcome the unique contributions that you can bring in terms of education, ethnicity, race, sex, gender identity, expression and reassignment, nation of origin, age, languages spoken, colour, religion, disability, sexual orientation and beliefs. In doing so, we want every LME employee to feel our commitment to showing respect for all and encouraging open collaboration and communication.

Top Skills

Ms Access
Excel

Similar Jobs

21 Days Ago
In-Office
3 Locations
Mid level
Mid level
Artificial Intelligence • Fintech • Payments • Financial Services
The role involves preparing global regulatory reports, onboarding customers, enhancing AQMetrics platform features, ensuring compliance with regulations, and providing excellent customer service.
Top Skills: Compliance SoftwareData MappingRegulatory Risk Software
An Hour Ago
Remote or Hybrid
4 Locations
Senior level
Senior level
Cloud • Computer Vision • Information Technology • Sales • Security • Cybersecurity
The role involves developing and improving a Windows kernel mode sensor for cybersecurity, leading projects, and collaborating across platforms to enhance endpoint security features.
Top Skills: AgileC++GitWindows Os Kernel Development
An Hour Ago
Remote or Hybrid
3 Locations
Senior level
Senior level
Cloud • Computer Vision • Information Technology • Sales • Security • Cybersecurity
Join CrowdStrike as a Senior Software Engineer to lead the development of innovative endpoint security solutions across multiple platforms, focusing on the sensor's kernel-level functionality and system performance.
Top Skills: AgileC++GitLinuxmacOSWindows

What you need to know about the London Tech Scene

London isn't just a hub for established businesses; it's also a nursery for innovation. Boasting one of the most recognized fintech ecosystems in Europe, attracting billions in investments each year, London's success has made it a go-to destination for startups looking to make their mark. Top U.K. companies like Hoptin, Moneybox and Marshmallow have already made the city their base — yet fintech is just the beginning. From healthtech to renewable energy to cybersecurity and beyond, the city's startups are breaking new ground across a range of industries.

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account