About the position
We are looking for an Employee Compliance Specialist to help improve and act as the main point of contact in administering various employee compliance requirements in our London office. You will have the opportunity to make an immediate impact as you shape important employee compliance processes as our business expands.
The right person for this role will enjoy both working with people and thinking about systems. Much of the work for this role involves automating, improving, or expanding existing processes, and you will need to be able to think about how each bit fits together into the bigger picture. You should be able to answer questions and explain processes clearly to a wide range of colleagues across the firm and external parties, and work well with others to implement and improve our compliance processes. Responsibilities of this role will include:
- Administering the Personal Account Dealing Policy, answering queries, and appropriately handling breaches
- Coordinating and monitoring the compliance training program, including working with stakeholders to create learning content
- Identifying employee compliance-related policies and processes in need of improvement and designing and implementing those improvements
- Working with third-party vendors to maintain and improve various tools
- Managing the full SMCR registration and exchange registration processes for certified persons
- Creating Management Information to be shared with Senior Managers and other stakeholders
This role sits within our Legal and Compliance team, a dedicated group of professionals who share a deep understanding of the law, a meticulous commitment to regulatory protocol and a passion for protecting our colleagues as they focus on their daily work.
About you
- Undergraduate degree and 2-4 years of relevant professional experience
- Proactive, courteous and flexible team player
- Organised with strong communication and people skills
- Enthusiastic about evaluating processes, proposing improvements and managing those projects from start to finish
- Mature, professional and trustworthy; shows excellent judgement with sensitive information
- Experience with employee compliance is preferred
- Fluency in English is required
If you're a recruiting agency and want to partner with us, please reach out to [email protected].
What We Do
Jane Street works differently. As a liquidity provider and market maker, we trade on more than 200 trading venues across 45 countries and help form the backbone of global markets. Our approach is rooted in technology and rigorous quantitative analysis, but our success is driven by our people.
Our bright, beautiful offices in the heart of New York, London, Hong Kong, and Amsterdam are open and buzzing with conversation. We come from many backgrounds and encourage travel between offices to share perspectives. Some of our best ideas come from bumping into a visiting colleague at the office coffee bar.
Markets move fast. Staying competitive as we’ve grown has required constant invention—of new trading strategies, technology, and processes. We’ve found this is easier when you hire humble, kind people. They tend to help each other, and prioritize teamwork over titles.
We invest heavily in teaching and training. There’s a library and a classroom in every office, because deepening your understanding of something is considered real work. Guest lectures, classes, and conferences round out the intellectual exchanges that happen every day.
People grow into long careers at Jane Street because there are always new and interesting problems to solve, systems to build, and theories to test. More than twenty years after our founding, it still feels like we’re just getting started.
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