Empowering Africa’s tomorrow, together…one story at a time.
With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group.
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Job Summary
The Compliance officer will work closely with the International Head of Compliance to monitor the compliance framework for the UK. The Compliance Officer will support the adherence to the compliance and conduct risk framework for Absa Securities UK Limited and provide clear and accurate compliance advice and training to the business. Through meaningful management information, the Compliance officer will monitor and analyse compliance conduct and culture
Job Description
This role is suited to a compliance specialist with 7-10 years Compliance experience within Financial Services/Investment Banking/Capital Markets in the UK market. Critical to the success of the role will be:
- Strong understanding of legislative and regulatory landscape and requirements imposed by the FCA and ICO and any other relevant regulators.
- Previous engagement with regulators and the ability to obtain necessary regulatory approvals will be advantageous.
- Able to analyse, interpret and advise on regulation and legislation.
- Understands the core principles of an effective compliance and risk function.
- Understands and can implement Compliance and Risk governance frameworks.
- Experience in policy setting and implementation.
- Exposure to Anti-Money Laundering (AML), AML systems and AML on-boarding of customers and vendors.
Education
Bachelor`s Degrees and Advanced Diplomas: Business, Commerce and Management Studies (Required)
