Support day-to-day compliance operations across advisory, monitoring and regulatory matters. Assist with Code of Ethics oversight, employee queries, regulatory reporting, monitoring reviews, policy updates, onboarding and training to maintain and evolve the compliance framework.
We are looking for a Compliance Associate to join Hayfin’s Central Compliance team. This is a broad exposure role supporting the day-to-day delivery and continued evolution of our compliance framework across the business.
You will work across advisory, monitoring and regulatory matters, partnering with teams firmwide and contributing to a strong, forward-looking compliance culture.
Responsibilities
You will play a key part in the smooth running of our Compliance function, including:
- Supporting Code of Ethics oversight, certifications and compliance systems
- Acting as a first point of contact for employee compliance queries
- Assisting with regulatory reporting and management information
- Contributing to monitoring reviews, thematic work and control testing
- Supporting policy updates, regulatory change projects and wider compliance initiatives
- Delivering compliance onboarding and supporting ongoing training
Requirements
- Ideally 4-5 years’ compliance experience within an alternative investment manager or private markets / private credit firm
- Strong knowledge of the UK regulatory framework for asset management businesses
- Experience across areas such as monitoring, Code of Ethics, SM&CR or regulatory change is advantageous
- Clear communicator with sound judgement and strong attention to detail
- Organised and comfortable managing multiple priorities in a fast-paced environment
- Collaborative, proactive and keen to broaden your exposure across the Compliance function
Hayfin Capital Management London, England Office
1 Eagle Place, London, United Kingdom, SW1Y 6AF
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