The Compliance Analyst advises on compliance related to commodities trading, manages operational aspects of compliance, tracks regulations, performs risk assessments, and assists in onboarding processes.
Department: Compliance
Position Overview
- Advise on compliance matters relating to Physical Commodities trading
- Assist with the management of the operational, reporting, and risk related elements of the Compliance program
- Track, react to, and advise on global physical commodities and financial regulations, including REMIT, REACH, CBAM
- Assist with counterparty, vendor, broker, product, and new markets onboarding processes
- Assist with oversight of regular filing and reporting requirements.
- Perform risk assessments, including conduct, financial crime, and money laundering risk assessments and remediate any potentially significant risks
- Assist with the broader compliance program, including developing policies, monitoring adherence to these policies, and performing focused thematic reviews on Metals related topics
Required Qualifications:
- 3 + years Compliance advisory with physical commodities experience (metals experience preferential)
- Dealing with regulatory requests and fielding queries
- Experience reviewing surveillance escalations
- Developing and implementing appropriate compliance program, including policies/procedures/systems/training
- Experience of setting up and obtaining required licenses
- Financial Knowledge
- Overall Compliance systems experience
- Communication in English
Top Skills
Compliance Program
Financial Regulations
Reporting
Risk Assessments
Squarepoint Capital London, England Office
One Ropemaker Street, London, United Kingdom, EC2Y9AW
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