Audit Manager

We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success.

Over the past few years, our client base has grown 20 times to over 4 million, and client assets have grown over 50 times to over €25 billion.

The Internal Audit Manager / Senior Manager supports the organisation by undertaking internal audit assignments and other related activities to assist the Head of Internal Audit (SMF5) discharge his/her regulatory responsibilities for the Internal Audit function.
This is an Individual Contributor role primarily focused on the full-cycle delivery of internal audit reviews

Your key responsibilities will be to:

• Plan individual audits, defining the scope and objectives of the review and identifying risks and controls to be evaluated.

• Complete the audit fieldwork, evaluating the effectiveness of controls, identifying breaches, control weaknesses and conduct risks, writing up conclusions and identifying audit findings.

• Draft individual audit reports, agreeing appropriate and timely management action plans to remediate audit findings.

• Manage positive stakeholder engagement throughout each assignment to encourage effective outcomes.

• Adopt innovative and efficient audit techniques, such as use of data analytics and AI where appropriate.

• Support the Head of Internal Audit with Internal Audit Issue Tracking and the preparation of departmental management information.

• Support the Head of Internal Audit with the preparation of papers for management, the Board Audit Committee and other committees as needed.

• Work collaboratively with key stakeholders,, in particular Internal Audit Co-source partners, the “2nd Line of Defence” functions and the firm’s external auditors.

• Promote a strong control culture and high standards of regulatory compliance

• Significant experience working in Internal Audit, within the financial services industry (in particular within investment and asset management firms).

• Professional internal audit or accountancy qualification and membership of associated professional body E.g. (ACA, ACCA, CIMA, CPFA, CIIA, CIA).

• Educated to degree level in finance, economics, business or a related field.

• Excellent communication and interpersonal skills.

• Ability to work under pressure and be pragmatic and adaptable.

• Experience and ability to deliver all stages of an audit from planning to reporting.

• Strong knowledge of risk management frameworks, governance and internal control processes.

• Ability to build strong relationships and manage challenging discussions with senior business stakeholders.

• Ability to explain audit findings and recommendations in a clear and impactful way to business leaders.

• Significant experience writing impactful, concise and balanced audit reports.

• Experience in using tools and techniques for gathering, analysing and evaluating data.

• Good understanding of Global Internal Audit standards and the Chartered IIA’s code of practice.

• Good understanding of FCA regulatory requirements for investment firms.

• Challenges that will help you grow and realise your potential

• Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth

• Work with smart, spirited, helpful, high-performing colleagues with a common goal

• An environment where nothing is set in stone

• Appreciation for your talent and ideas

• Generous remuneration package including annual bonuses

Are you ready to accelerate your career with us? We'd love to hear from you!

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