Position Summary:
The Internal Auditor serves as a team member on complex audits, working under the direction of audit management and more senior auditors. Under moderate supervision, this job works on problems of diverse scope performing complex financial, operational and integrated audits of the company's operations using the organization's risk based internal auditing methodology.
Key Responsibilities and Duties:
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Participates in activities such as the execution of detailed programs for audits, the review of financial, operational, compliance and risk systems, processes and procedures to determine efficiency, effectiveness and alignment with internal policies, procedures, regulations and industry standards.
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Analyzes audit data and observations and documents audit conclusions and findings.
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Prepares remediation plans and makes recommendations which are subject to review by audit management.
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Reviews and evaluates control structures to determine the adequacy of internal controls, operating efficiency and customer service.
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Performs tests of records and accounts and verifies compliance with regulations and sound business practices.
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Utilizes Microsoft Excel skills and working knowledge of data analytics and other relevant tools (e.g. Power BI, Tableau, Python) to perform effective and efficient audits.
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Collaborates with and leverages data analytics and information technology specialists, as appropriate, to identify and implement advanced testing methods.
Educational Requirements
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University (Degree)
Work Experience
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1+ Years Required; 3+ Years Preferred
Related Skills
Adaptability, Auditing, Audit Process Improvement, Communication, Critical Thinking, Data Analysis, Problem Solving, Relationship Management, Technology Systems
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Company Overview
Nuveen is the investment management arm of TIAA. It is one of the largest global asset managers with specialist knowledge across a wide array of asset classes, including fixed income, listed equities and alternatives. Nuveen is driven not only by the independent investment processes across the firm, but also the insights, risk management, analytics and other tools and resources a truly world-class platform provides. As a global asset manager, our mission is to work in partnership with our clients to create outcome-focused solutions to help them secure their financial future. For more information about the firm please visit our website at www.nuveen.com
Accessibility Support
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Phone: (800) 842-2755
Email: accessibility.support@tiaa.org
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