Assistant Vice President, Internal Technology Audit

Group Details 

Tradeweb is seeking an AVP, Technology, Internal Audit to take on a key role within Tradeweb’s growing Internal Audit Department. This role will report directly to Director, Technology Audit, Internal Audit.  

This role offers the opportunity to deliver technology audits for a cutting-edge financial services company, including working with management to conduct risk assessments, engagement planning, audit execution and reporting; and assisting the annual planning process to deliver the Internal Audit Plan.  

Job Responsibilities 

Conduct audit testing to test the design and operating effectiveness of internal controls 

Identify, communicate and track implementation status of recommendations to mitigate risk and/or improve process efficiencies 

Maintain technology process narratives, process flows and risk and control documentation 

Assist with the ongoing risk assessment and annual audit planning process 

Support the Director and VP of Technology Audit in delivery of periodic risk assessments and annual planning to contribute to the development of the Internal Audit Plan 

Manage components of technology audits, advisory and other types of engagements with a robust understanding of all stages from planning through report issuance 

Support the execution of the continuous audit program by conducting regular stakeholder meetings to evaluate technology risks and testing relevant key controls  

Maintain full documentation and audit trail of all audit activities performed in line with documentation standards defined in the internal audit methodology 

Follow-up open issues with stakeholders on a proactive basis and conduct timely validation reviews for completed issue remediation  

Interact regularly with key business stakeholders (first and second line) to monitor key business and emerging risk trends and feed this information into Internal Audit’s risk assessment process 

Support the preparation of management update dashboards, emails, slide decks and presentations and attend meetings representing Internal Audit, as required 

Identify opportunities to leverage work across audit reviews, SOX 404, SOC and regulatory reviews so that risks are identified, assessed and tested efficiently 

Assist in the completion of other areas of the Internal Audit mandate, as required 

Qualifications 

Bachelor’s degree in Accounting, Finance, Mathematics, Engineering or equivalent degree 

Internal Audit and/or public accounting experience (minimum 2 years) 

Excellent critical thinking and analytical skills 

Excellent interpersonal skills and desire to work collaboratively 

Confidence to present to senior stakeholders, excellent presentation preparation and delivery skills 

Knowledge of accounting best practices;  

Technology audit certifications a plus 

Strong understanding and experience of fundamental technology audit concepts such as testing of general computer controls  

Ability to think big picture and identify linkages across projects 

Strong interpersonal and communication skills and desire to work collaboratively 

Strong organizational and project management skills