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The Senior Manager of Compliance is responsible for providing compliance services under UK AML regulations, including drafting policies, preparing risk assessments, managing client relationships, and overseeing compliance reporting for supervised entities. The role requires maintaining regulatory registers and collaborating with clients and external authorities to ensure compliance with statutory requirements.
The Senior Transaction Manager manages a complex portfolio of structured finance transactions, ensuring compliance and quality service delivery. They oversee transaction documentation, engage with external parties, and handle issues throughout the transaction lifecycle. Additionally, they contribute to business development and coach junior team members.
The Transaction Manager is responsible for providing comprehensive company secretarial services, managing a diverse portfolio of client companies, ensuring compliance with statutory obligations, and promoting client relationships. This role includes drafting minutes, managing transactions, client invoicing, and possibly coaching junior staff.